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Securities Regulation Law Journal 1973 - 1978: Vol 6 Index
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Rethinking Securities Law New York Law Journal
WebFederal Securities Laws Researching federal securities laws can be partcularly challenging, as the relevant federal statutes and regulations are rarely referenced in the same manner as laws in other areas. When referring to securities statutes, practitioners rarely refer to the relevant U.S. Code sections, instead referring to the sections in the original acts. Web4 Nov 2011 · Securities regulation may be divided into three broad categories: (i) disclosure duties; (ii) restrictions on fraud and manipulation; and (iii) restrictions on insider trading-each of which contributes to the creation of a vibrant market for information traders. Web11 Mar 2024 · This Article examines the underlying regulatory framework, the SEC’s stated approach to crypto, and the rationale employed in these two recent opinions. It also considers the potential impact of recent amendments to the SEC’s rules defining the “integration doctrine,” which was explicitly relied upon in the Kik decision in order to ... hirayama plumbing and repair